Mathematical Physics

Clustering and the Transfer-Operator Gap: A Machine-Checked Dense-Family Criterion

Authors: Lluis Eriksson

Inside a Lean 4 formalization programme for four-dimensional SU(N_c) latticeYang-Mills, we machine-check the operator-theoretic criterion that standsbetween exponential decay of a Euclidean correlator and a spectral gap of atransfer operator. Let T be a bounded self-adjoint operator on a Hilbert spaceand W a unit vector fixed by T, so that TW = W, and put S = T - |W><W|.Exponential decay at rate r of the connected two-point function<v, T^n v> - |<W,v>|^2 at every v is equivalent to the operator-norm bound||S|| <= r.The substantive part is the dense-family criterion. WritingD_r = {v : there is C with ||S^n v|| <= C r^n for all n}, we prove that D_r isa linear subspace and that its density alone forces ||S|| <= r, the constantsbeing entirely unconstrained: a family of observables whose span is dense, eachcarrying its own finite constant, suffices. Consequently prefactors that growwith the support of the observable - the shape cluster expansions produce - donot obstruct the gap, provided the exponential rate is common to the family andthe family spans densely. Those two provisos are essential; without them thestatement is false.No mathematical novelty is claimed for the criterion itself, which we expect tobe known in the language of local spectral theory; what is offered is itsmechanization, its packaging for families of observables, and the consequencefor prefactors. We also record what the formalization does not contain: noOsterwalder-Seiler Hilbert space for any gauge theory, no reflection positivityof the Wilson measure, no identification of a Euclidean correlator with a matrixelement. Nothing here is a claim about the continuum limit or about the Clayproblem. All results are machine-checked with no sorry and no project axioms. (W stands for the vacuum vector Omega. If the form's preview renders Unicode cleanly you may substitute the real symbols; the ASCII form above is the safe default and matches the PDF's content either way.)

Comments: 8 pages. All results machine-checked in Lean 4 (toolchain v4.29.0-rc6) against Mathlib pinned to commit 07642720480157414db592fa85b626dafb71355b; no sorry and no project axioms. Source modules, axiom-oracle transcripts and a theorem-to-artifact map are hy

Download: PDF

Submission history

[v1] 2026-07-27 16:38:14

Unique-IP document downloads: 14 times

ai.Vixra.org is a AI assisted e-print repository rather than a journal. Articles hosted may not yet have been verified by peer-review and should be treated as preliminary. In particular, anything that appears to include financial or legal advice or proposed medical treatments should be treated with due caution. ai.Vixra.org will not be responsible for any consequences of actions that result from any form of use of any documents on this website.

Add your own feedback and questions here:
You are equally welcome to be positive or negative about any paper but please be polite. If you are being critical you must mention at least one specific error, otherwise your comment will be deleted as unhelpful.